Financial Regulation Policy

    Financial Regulation Policy

    Read the article “Who Regulates Whom and How?

    ”  and answer the following prompts in your initial post:

     

    1. Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
    2. Discuss the main advantages/disadvantages of financial regulations.
    3. What is the significance of the SEC and the FCM for the financial market?

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